4//SEC Filing
Wulf Sylvia 4
Accession 0001209191-22-061617
CIK 0001603978other
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 3:18 PM ET
Size
15.5 KB
Accession
0001209191-22-061617
Insider Transaction Report
Form 4
Wulf Sylvia
DirectorSee Remarks
Transactions
- Purchase
Common Stock
2022-12-15$0.69/sh+8,903$6,109→ 8,903 total - Purchase
Common Stock
2022-12-14$0.65/sh+1,097$711→ 1,097 total
Holdings
- 14,035
Common Stock
- 36,842
Options to Purchase Common Stock
Exercise: $1.52From: 2025-03-14Exp: 2032-03-14→ Common Stock (36,842 underlying) - 150,000
Options to Purchase Common Stock
Exercise: $2.22From: 2020-04-30Exp: 2029-04-30→ Common Stock (150,000 underlying) - 164,088
Common Stock
- 9,196
Common Stock
- 31,649
Options to Purchase Common Stock
Exercise: $1.88From: 2023-03-12Exp: 2030-03-12→ Common Stock (31,649 underlying) - 36,170
Common Stock
- 8,047
Options to Purchase Common Stock
Exercise: $6.72From: 2024-03-10Exp: 2031-03-10→ Common Stock (8,047 underlying)
Footnotes (9)
- [F1]Award of restricted stock granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
- [F2]Award of restricted stock granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F3]Award of restricted stock granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan that vests immediately as to 1/3 of the grant, with an additional 1/3 vesting 1 year after the grant, and the final 1/3 vesting 2 years after the date of grant.
- [F4]Purchase of 1,097 shares at $.6482 12/14/2022
- [F5]Purchase of 8,903 shares at $.6862 12/15/2022
- [F6]Options to purchase common stock were granted on 4/30/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and are fully vested.
- [F7]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F8]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
- [F9]Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest three years after the date of grant.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeother
Related Parties
1- filerCIK 0001762123
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 3:18 PM ET
- Size
- 15.5 KB