Home/Filings/4/0001209191-22-062318
4//SEC Filing

St.Clare Christine 4

Accession 0001209191-22-062318

CIK 0001603978other

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 3:55 PM ET

Size

18.4 KB

Accession

0001209191-22-062318

Insider Transaction Report

Form 4
Period: 2022-12-20
Transactions
  • Purchase

    Common Stock

    2022-12-20$0.78/sh+10,000$7,78310,000 total
Holdings
  • Options to Purchase Common Stock

    Exercise: $6.72From: 2022-03-10Exp: 2031-03-10Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $10.80From: 2015-07-01Exp: 2024-07-01Common Stock (800 underlying)
    800
  • Options to Purchase Common Stock

    Exercise: $9.60From: 2017-03-01Exp: 2026-03-01Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $2.50From: 2019-02-27Exp: 2028-02-27Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $5.70From: 2016-02-26Exp: 2025-02-26Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $14.20From: 2018-02-27Exp: 2027-04-21Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $2.11From: 2020-03-05Exp: 2029-03-05Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $1.88From: 2021-03-12Exp: 2030-03-12Common Stock (2,500 underlying)
    2,500
  • Options to Purchase Common Stock

    Exercise: $1.52From: 2023-03-14Exp: 2032-03-14Common Stock (2,500 underlying)
    2,500
Footnotes (12)
  • [F1]Purchase of 10,000 shares at $.7783 12/20/2022
  • [F10]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F11]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F12]Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
  • [F2]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
  • [F3]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F4]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
  • [F5]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F6]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
  • [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F8]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
  • [F9]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.

Issuer

AquaBounty Technologies, Inc.

CIK 0001603978

Entity typeother

Related Parties

1
  • filerCIK 0001570393

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 3:55 PM ET
Size
18.4 KB