St.Clare Christine 4
4 · AquaBounty Technologies, Inc. · Filed Dec 21, 2022
Insider Transaction Report
Form 4
St.Clare Christine
Director
Transactions
- Purchase
Common Stock
2022-12-20$0.78/sh+10,000$7,783→ 10,000 total
Holdings
- 2,500
Options to Purchase Common Stock
Exercise: $6.72From: 2022-03-10Exp: 2031-03-10→ Common Stock (2,500 underlying) - 800
Options to Purchase Common Stock
Exercise: $10.80From: 2015-07-01Exp: 2024-07-01→ Common Stock (800 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $9.60From: 2017-03-01Exp: 2026-03-01→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $5.70From: 2016-02-26Exp: 2025-02-26→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $14.20From: 2018-02-27Exp: 2027-04-21→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $2.11From: 2020-03-05Exp: 2029-03-05→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $1.88From: 2021-03-12Exp: 2030-03-12→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $1.52From: 2023-03-14Exp: 2032-03-14→ Common Stock (2,500 underlying)
Footnotes (12)
- [F1]Purchase of 10,000 shares at $.7783 12/20/2022
- [F10]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F11]Options to purchase common stock were granted on 3/10/2021 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F12]Options to purchase common stock were granted on 3/14/2022 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year after the date of grant.
- [F2]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F3]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F4]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F5]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F7]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F8]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F9]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.