SMITH PHILIP W III 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed Dec 23, 2022
Insider Transaction Report
Form 4
SMITH PHILIP W III
Director
Transactions
- Exercise/Conversion
Stock Option (right to buy)
2022-12-23−2,500→ 0 totalExercise: $14.68Exp: 2023-01-02→ Common Stock (2,500 underlying)
Holdings
- 1,335(indirect: by Phillary Management Inc., a Corporation)
Common Stock
- 61,105.694
Common Stock
- 8,428.28(indirect: By Spouse)
Common Stock
- 1,939
Restricted Stock Units
→ Common Stock (1,939 underlying)
Footnotes (5)
- [F1]Includes shares received through dividend reinvestment since the last filing.
- [F2]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F3]The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.
- [F4]The options are exercisable in three equal annual installments on January 2, 2014, 2015 and 2016.
- [F5]Option grant has no purchase or sale price.