Home/Filings/4/0001209191-23-017222
4//SEC Filing

Ho Robert 4

Accession 0001209191-23-017222

CIK 0001923840other

Filed

Mar 7, 7:00 PM ET

Accepted

Mar 8, 4:58 PM ET

Size

15.2 KB

Accession

0001209191-23-017222

Insider Transaction Report

Form 4
Period: 2023-03-06
Ho Robert
Chief Financial Officer
Transactions
  • Award

    Employee Stock Option (right to buy)

    2023-03-06+367,955367,955 total
    Exercise: $4.20Exp: 2032-03-24Common Stock (367,955 underlying)
  • Award

    Employee Stock Option (right to buy)

    2023-03-06+136,000136,000 total
    Exercise: $4.20Exp: 2033-03-05Common Stock (136,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2023-03-06367,9550 total
    Exercise: $9.22Exp: 2032-03-24Common Stock (367,955 underlying)
  • Award

    Employee Stock Option (right to buy)

    2023-03-06+95,00095,000 total
    Exercise: $4.20Exp: 2032-10-24Common Stock (95,000 underlying)
  • Disposition to Issuer

    Employee Stock Option (right to buy)

    2023-03-0695,0000 total
    Exercise: $18.40Exp: 2032-10-24Common Stock (95,000 underlying)
Footnotes (4)
  • [F1]The transaction reported herein reflects a one-time stock option repricing that became effective on March 6, 2023, and is being reported in this manner solely to comply with the technical reporting requirements under Section 16(a) of the Securities Exchange Act of 1934, as amended. There have been no other changes to the terms of these Options.
  • [F2]25% of the total shares vested on March 7, 2023, and thereafter 6.25% of the total shares underlying the award shall vest in equal quarterly installments until fully vested, subject to the Reporting Person's continued service to the Issuer on each vesting date.
  • [F3]The option vests over a four-year period: 1/48th on November 25, 2022, after which 1/48th of the total shares vest monthly, subject to continued service through each vesting date.
  • [F4]The option vests over a four-year period: 1/48th on April 6, 2023, after which 1/48th of the total shares vest monthly, subject to continued service through each vesting date.

Issuer

Third Harmonic Bio, Inc.

CIK 0001923840

Entity typeother

Related Parties

1
  • filerCIK 0001806254

Filing Metadata

Form type
4
Filed
Mar 7, 7:00 PM ET
Accepted
Mar 8, 4:58 PM ET
Size
15.2 KB