PLANTE ROBERT A. 4
4 · PEAPACK GLADSTONE FINANCIAL CORP · Filed May 1, 2023
Insider Transaction Report
Form 4
PLANTE ROBERT A.
EVP, Chief Operating Officer
Transactions
- Purchase
Common Stock
2023-04-28$26.60/sh+1,500$39,900→ 3,932.424 total
Holdings
- 2,389.219(indirect: Employee Stock Purchase Plan)
Common Stock
- 16,616
Restricted Stock Units
→ Common Stock (16,616 underlying) - 18,128
Restricted Stock Units
→ Common Stock (18,128 underlying) - 211.766(indirect: By 401(k))
Common Stock
- 327
Restricted Stock Units
→ Common Stock (327 underlying) - 41,231(indirect: By Trust)
Common Stock
Footnotes (7)
- [F1]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
- [F2]Includes 401(k) contributions used to purchase PGC stock.
- [F3]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
- [F4]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
- [F5]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
- [F6]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
- [F7]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.