Tannenbaum Robyn 4
4 · AFC Gamma, Inc. · Filed May 15, 2023
Insider Transaction Report
Form 4
AFC Gamma, Inc.AFCG
Tannenbaum Robyn
President and CIO
Transactions
- Purchase
Common Stock
2023-05-11$10.11/sh+2,000$20,220→ 31,690 total - Purchase
Common Stock
2023-05-11$10.02/sh+87,155$873,293→ 3,502,218 total(indirect: By Spouse) - Purchase
Common Stock
2023-05-12$10.39/sh+80,000$831,200→ 3,582,218 total(indirect: By Spouse) - Purchase
Common Stock
2023-05-11$10.21/sh+29,217$298,306→ 84,217 total(indirect: See footnote) - Purchase
Common Stock
2023-05-12$10.34/sh+45,000$465,300→ 129,217 total(indirect: See footnote)
Footnotes (7)
- [F1]This transaction was executed in multiple trades at prices ranging from $10.04 to $10.18; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- [F2]This transaction was executed in multiple trades at prices ranging from $9.95 to $10.35; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- [F3]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F4]This transaction was executed in multiple trades at prices ranging from $10.34 to $10.50; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- [F5]This transaction was executed in multiple trades at prices ranging from $10.05 to $10.30; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.
- [F6]These shares are held by the Leonard M. Tannenbaum Foundation, for which the Reporting Person's spouse serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of her pecuniary interest.
- [F7]This transaction was executed in multiple trades at prices ranging from $10.25 to $10.46; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.