Home/Filings/4/0001209191-23-032283
4//SEC Filing

HA DAISY Y 4

Accession 0001209191-23-032283

CIK 0001128361other

Filed

May 24, 8:00 PM ET

Accepted

May 25, 6:51 PM ET

Size

10.4 KB

Accession

0001209191-23-032283

Insider Transaction Report

Form 4
Period: 2023-05-23
HA DAISY Y
Director
Transactions
  • Award

    Common Stock

    2023-05-23$8.60/sh+6,279$53,999468,773 total
Holdings
  • Non-qualified stock option (right to buy)

    Exercise: $14.65Exp: 2025-08-25Common Stock (4,404 underlying)
    4,404
  • Non-qualified stock option (right to buy)

    Exercise: $17.18Exp: 2026-09-01Common Stock (20,000 underlying)
    20,000
  • Non-qualified stock option (right to buy)

    Exercise: $15.23Exp: 2024-01-02Common Stock (28,136 underlying)
    28,136
  • Common Stock

    (indirect: By Trust)
    141,427
Footnotes (4)
  • [F1]Total 6,279 Restricted Stock Units (RSU) were granted on May 23, 2023 pursuant to the HOPE Bancorp, Inc. 2019 Incentive Compensation Plan ("2019 ICP"). Each RSU represents a contingent right to receive one share of Hope common stock. 6,279 shares will vest either on the one-year anniversary of grant date or the date of the next Hope Bancorp stockholders meeting, whichever is earlier.
  • [F2]These options were granted on September 1, 2016 pursuant to the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. 1/3 of the options vested immediately on the grant date, with the remaining 2/3 vesting in two equal annual installments thereafter.
  • [F3]Received in exchange for 6,262 shares of Wilshire Bancorp, Inc. ("Wilshire") common stock in connection with merger of Wilshire Bancorp, Inc. into HOPE Bancorp, Inc. (former BBCN Bancorp, Inc.)(the "Merger"). On the effective date of the Merger, the closing price of Wilshire's common stock was $10.74 per share, and the closing price of HOPE Bancorp, Inc. was $15.37 per share.
  • [F4]Received in the Merger in exchange for a stock option to acquire 40,000 shares of Wilshire common stock.

Issuer

HOPE BANCORP INC

CIK 0001128361

Entity typeother

Related Parties

1
  • filerCIK 0001595570

Filing Metadata

Form type
4
Filed
May 24, 8:00 PM ET
Accepted
May 25, 6:51 PM ET
Size
10.4 KB