Dolan James J. 4

4 · Hall of Fame Resort & Entertainment Co · Filed Jul 6, 2023

Form 4

Period: 2023-07-05

DirectorChairman and CEO10% Owner

Transactions

Holdings

Common Stock
(indirect: By Spouse)
909
Common Stock
(indirect: By Trust)
43,291
Warrants
Exercise: $30.81From: 2020-11-18Exp: 2025-11-18→ Common Stock
60,000
Warrants
(indirect: By LLC)
Exercise: $253.11From: 2020-07-31→ Common Stock
444,029
Convertible Notes due 2025
(indirect: By LLC)
From: 2020-07-01Exp: 2025-03-31→ Common Stock (3,292 underlying)
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock
985,408
Warrants
(indirect: By Trust)
Exercise: $253.11From: 2020-07-31→ Common Stock
461,684
Warrants
(indirect: By LLC)
Exercise: $253.11From: 2020-07-31→ Common Stock
248,338

Footnotes (6)

[F1]Represents restricted stock units, which will vest in full on January 24, 2024.
[F2]Includes 3,462 restricted stock units, which will vest in full on January 24, 2024.
[F3]The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.
[F4]Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock.
[F5]Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock.
[F6]The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025.

Documents

1 file