Humphreys Michael Julian 4
4 · Transphorm, Inc. · Filed Jul 25, 2023
Insider Transaction Report
Form 4
Transphorm, Inc.TGAN
Humphreys Michael Julian
Director
Transactions
- Exercise/Conversion
Common Stock
2023-07-21$3.30/sh+1,675$5,528→ 36,675 total - Exercise/Conversion
Subscription Rights (right to buy)
2023-07-21−21,875→ 0 totalExercise: $3.30From: 2023-06-25Exp: 2023-07-21→ Common Stock (1,675 underlying)
Footnotes (1)
- [F1]Represents Issuer common stock acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering to stockholders of record on June 26, 2023, as described in the Issuer's prospectus supplement dated July 5, 2023 and the accompanying base prospectus.