4//SEC Filing
Smales Kelly 4
Accession 0001209191-23-043346
CIK 0001715768other
Filed
Jul 24, 8:00 PM ET
Accepted
Jul 25, 6:31 PM ET
Size
7.1 KB
Accession
0001209191-23-043346
Insider Transaction Report
Form 4
Transphorm, Inc.TGAN
Smales Kelly
Director
Transactions
- Exercise/Conversion
Common Stock
2023-07-21$3.30/sh+1,173$3,871→ 36,173 total - Exercise/Conversion
Subscription Rights (right to buy)
2023-07-21−15,312→ 0 totalExercise: $3.30From: 2023-06-26Exp: 2023-07-21→ Common Stock (1,173 underlying)
Footnotes (1)
- [F1]Represents Issuer common stock acquired by the reporting person following the exercise of non-transferable subscription rights distributed in connection with the Issuer's rights offering to stockholders of record on June 26, 2023, as described in the Issuer's prospectus supplement dated July 5, 2023 and the accompanying base prospectus.
Documents
Issuer
Transphorm, Inc.
CIK 0001715768
Entity typeother
Related Parties
1- filerCIK 0001862728
Filing Metadata
- Form type
- 4
- Filed
- Jul 24, 8:00 PM ET
- Accepted
- Jul 25, 6:31 PM ET
- Size
- 7.1 KB