4//SEC Filing
Wong Mark 4
Accession 0001209191-23-047758
CIK 0001477246other
Filed
Aug 29, 8:00 PM ET
Accepted
Aug 30, 5:27 PM ET
Size
7.7 KB
Accession
0001209191-23-047758
Insider Transaction Report
Form 4
S&W Seed CoSANW
Wong Mark
Director
Transactions
- Tax Payment
Common Stock
2023-08-28$1.22/sh−2,438$2,974→ 302,506 total - Tax Payment
Common Stock
2023-08-28$0.98/sh−8,791$8,637→ 293,715 total
Holdings
- 36,630(indirect: By Starlight 4, LLLP)
Common Stock
Footnotes (2)
- [F1]The reporting person is reporting the withholding by the Issuer of an aggregate of 11,229 shares of common stock that vested pursuant to RSU awards granted on October 1, 2020, October 5, 2021 and October 21, 2022 but that were not issued in order to satisfy the reporting person's tax withholding obligations upon settlement of the RSU awards.
- [F2]The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001424445
Filing Metadata
- Form type
- 4
- Filed
- Aug 29, 8:00 PM ET
- Accepted
- Aug 30, 5:27 PM ET
- Size
- 7.7 KB