Battery Ventures IX, L.P. 4
4 · Sprinklr, Inc. · Filed Oct 2, 2023
Insider Transaction Report
Form 4
Battery Partners IX, LLC
10% Owner
Transactions
- Other
Class A Common Stock
2023-09-28−30,304→ 48,768 total(indirect: By LLC) - Other
Class A Common Stock
2023-09-28−3,000,000→ 5,035,367 total(indirect: By Battery Ventures IX, L.P.) - Other
Class A Common Stock
2023-09-28+908,537→ 908,537 total(indirect: By LLC) - Other
Class A Common Stock
2023-09-28−908,537→ 0 total(indirect: By LLC)
Footnotes (7)
- [F1]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Ventures IX, L.P. ("BV IX") to its general partner and limited partners without additional consideration.
- [F2]Securities are held by BV IX. Battery Partners IX, LLC ("BP IX") is the general partner of BV IX and may be deemed to beneficially own the securities held by BV IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- [F3]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by Battery Investment Partners IX, LLC ("BIP IX") to its members without additional consideration.
- [F4]Securities are held by BIP IX. BP IX is the managing member of BIP IX and may be deemed to beneficially own the securities held by BIP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- [F5]Represents receipt of securities in the distribution in kind described in footnote (1).
- [F6]Securities are held by BP IX. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of for any other purpose.
- [F7]Represents a pro rata, in-kind distribution, and not a purchase or sale of securities, by BP IX to its members without consideration.