VOGEL CARL E 4
4 · UNIVERSAL ELECTRONICS INC · Filed Oct 2, 2023
Insider Transaction Report
Form 4
VOGEL CARL E
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2023-10-01−1,250→ 3,750 total→ Common Stock (1,250 underlying) - Exercise/Conversion
Common Stock
2023-10-01+1,250→ 20,000 total
Holdings
- 37,500(indirect: See Footnote #2)
Common Stock
Footnotes (3)
- [F1]Each restricted stock unit represents a contingent right to receive one share of UEI common stock.
- [F2]These shares are held in the Safe Harbour Capital Partners Irrevocable Trust (the "Trust"), of which the Reporting Person's spouse is the Trustee and beneficiary. The Reporting Person disclaims beneficial ownership of the Trust's shares.
- [F3]These restricted stock units are one-fourth of the total granted on July 1, 2023, which original grant was awarded as director compensation and generally vests and is paid quarterly on the first day following the end of each calendar quarter.