4//SEC Filing
Wong Mark 4
Accession 0001209191-23-053797
CIK 0001477246other
Filed
Oct 26, 8:00 PM ET
Accepted
Oct 27, 7:31 PM ET
Size
6.1 KB
Accession
0001209191-23-053797
Insider Transaction Report
Form 4
S&W Seed CoSANW
Wong Mark
Director
Transactions
- Award
Common Stock
2023-10-26+12,943→ 306,658 total
Holdings
- 36,630(indirect: By Starlight 4, LLLP)
Common Stock
Footnotes (2)
- [F1]Represents the grant of restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest on the earlier of (i) December 14, 2023 and (ii) the date of the Issuer's next Annual Meeting of Stockholders, in each case, subject to the Reporting Person's continuous service on such date.
- [F2]The Reporting Person is General Partner of Starlight 4, LLLP. The Reporting Person disclaims beneficial ownership of these securities except to the extent of Reporting Person's pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Documents
Issuer
S&W Seed Co
CIK 0001477246
Entity typeother
Related Parties
1- filerCIK 0001424445
Filing Metadata
- Form type
- 4
- Filed
- Oct 26, 8:00 PM ET
- Accepted
- Oct 27, 7:31 PM ET
- Size
- 6.1 KB