4//SEC Filing
GOLDMAN SACHS & CO. LLC 4
Accession 0001209191-23-055092
CIK 0001029125other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 7:29 PM ET
Size
8.2 KB
Accession
0001209191-23-055092
Insider Transaction Report
Form 4
GOLDMAN SACHS GROUP INC
10% Owner
Transactions
- Sale
Common Stock
2023-11-08$0.71/sh−72,874$51,741→ 397,954 total(indirect: See footnote)
GOLDMAN SACHS & CO
10% Owner
Transactions
- Sale
Common Stock
2023-11-08$0.71/sh−72,874$51,741→ 397,954 total(indirect: See footnote)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.70 to $0.76, inclusive. The Reporting Persons (as defined below) undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote.
- [F2]The Common Stock of the Issuer reported herein as indirectly purchased were beneficially owned directly by Goldman Sachs and indirectly by GS Group.
- [F3]This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group") and Goldman Sachs & Co. LLC ("Goldman Sachs" and together with GS Group, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein. On November 07, 2023, the Reporting Persons experienced an increase in their beneficial ownership of Panbela Therapeutics, Inc. CMN (the "Issuer") to above 10% of the outstanding Common Stock. On November 09, 2023, the Reporting Persons reduced their beneficial ownership to below 10% of the Issuer's outstanding Common Stock.
Documents
Issuer
Panbela Therapeutics, Inc.
CIK 0001029125
Entity typeother
IncorporatedNY
Related Parties
1- filerCIK 0000769993
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 7:29 PM ET
- Size
- 8.2 KB