Smales Kelly 4
4 · Transphorm, Inc. · Filed Nov 21, 2023
Insider Transaction Report
Form 4
Transphorm, Inc.TGAN
Smales Kelly
Director
Transactions
- Sale
Common Stock
2023-11-17$2.82/sh−3,227$9,094→ 84,284 total - Sale
Common Stock
2023-11-20$2.89/sh−656$1,895→ 83,628 total
Footnotes (3)
- [F1]These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023.
- [F2]This sale price represents the weighted average sale price of the shares sold ranging from $2.65 to $2.83 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- [F3]This sale price represents the weighted average sale price of the shares sold ranging from $2.881 to $2.89 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.