4//SEC Filing
Smales Kelly 4
Accession 0001209191-23-056731
CIK 0001715768other
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 8:24 PM ET
Size
5.1 KB
Accession
0001209191-23-056731
Insider Transaction Report
Form 4
Transphorm, Inc.TGAN
Smales Kelly
Director
Transactions
- Sale
Common Stock
2023-11-22$2.63/sh−3,995$10,499→ 79,633 total
Footnotes (2)
- [F1]These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 17, 2023.
- [F2]This sale price represents the weighted average sale price of the shares sold ranging from $2.62 to $2.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
Documents
Issuer
Transphorm, Inc.
CIK 0001715768
Entity typeother
Related Parties
1- filerCIK 0001862728
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 8:24 PM ET
- Size
- 5.1 KB