Dolan James J. 4

4 · Hall of Fame Resort & Entertainment Co · Filed Jan 19, 2024

Form 4

Period: 2024-01-17

DirectorChairman and CEO10% Owner

Transactions

Holdings

Warrants
(indirect: By LLC)
Exercise: $253.11From: 2020-07-31→ Common Stock
444,029
Common Stock
(indirect: By Spouse)
909
Warrants
(indirect: By Trust)
Exercise: $253.11From: 2020-07-31→ Common Stock
461,684
Warrants
(indirect: By LLC)
Exercise: $253.11From: 2020-07-31→ Common Stock
248,338
Common Stock
(indirect: By Trust)
43,291
Warrants
Exercise: $30.81From: 2020-11-18Exp: 2025-11-18→ Common Stock
60,000
Warrants
Exercise: $253.11From: 2020-07-31→ Common Stock
985,408
Convertible Notes due 2025
(indirect: By LLC)
From: 2020-07-01Exp: 2025-03-31→ Common Stock (3,292 underlying)

Footnotes (6)

[F1]Represents restricted stock units ("RSUs"), which will vest in full on January 17, 2025.
[F2]Includes (i) 3,462 RSUs granted on July 5, 2023, which will vest in full on January 24, 2024, and (ii) 21,853 RSUs granted on January 17, 2024, which will vest in full on January 17, 2025.
[F3]The warrants expire on the earlier to occur of July 1, 2025 or upon the redemption date in the event that the Issuer shall fix a date for the redemption of the warrants in accordance with the warrant terms.
[F4]Each warrant represents the right to purchase 0.064578 shares of the Issuer's common stock.
[F5]Each warrant represents the right to purchase 0.045435 shares of the Issuer's common stock.
[F6]The conversion rate is 6.5849 shares of Common Stock per $1,000 principal amount of Convertible Notes due 2025.

Documents

1 file