Harper Allen C 4

What Happened
Harper Allen, Interim CEO of Rocky Mountain Chocolate Factory, was reported to have received a grant of 107,399 shares on July 8, 2026. The shares were reported as acquired at $0.00 per share (total cash paid $0), indicating an equity award granted as part of compensation rather than an open-market purchase or sale.

Key Details

• Transaction type: Award/Grant (Code A)
• Transaction date: July 8, 2026; Filing date: July 13, 2026 (appears filed after the typical 2-business-day Form 4 deadline)
• Shares granted: 107,399; Price per share: $0.00 (no cash outlay)
• Footnote: Grant represents executive compensation stock award under the employment agreement (F1)
• Shares owned after transaction: Not specified in the provided extract
• Filing timeliness: Filing occurred several days after the transaction date; late filings reduce near-term transparency

Context
This was a compensation-related equity grant, common for executive hires or retention, and should be viewed as part of pay arrangements rather than a direct market vote by the insider. The filing does not state vesting terms or restrictions; those details (if any) would affect how long the award ties the executive to the company.