4//SEC Filing
CONNORS DENIS J 4
Accession 0001210743-11-000003
CIK 0000910322other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 11:25 AM ET
Size
20.8 KB
Accession
0001210743-11-000003
Insider Transaction Report
Form 4
CONNORS DENIS J
Director
Transactions
- Other
Common Stock
2011-01-28$14.70/sh+1,805$26,534→ 50,806.65 total - Other
Common Stock
2011-01-28−1,805→ 0 total(indirect: RSA Vest) - Other
Non-Statutory Stock Option
2011-01-15−6,000→ 0 totalExercise: $16.27From: 2001-01-16Exp: 2011-01-15→ Common Stock (6,000 underlying)
Holdings
- 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $18.19From: 2003-01-15Exp: 2013-01-14→ Common Stock (6,000 underlying) - 3,461(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying) - 5,494(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $18.55From: 2002-01-15Exp: 2012-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying)
Footnotes (6)
- [F1]Represents award of restricted stock dated February 2, 2009 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 2, 2012 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F2]Represents award of restricted stock dated February 1, 2010 pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest on February 1, 2013 or, if earlier, upon the death, Disability, Mandatory Retirement, Change in Control or Involuntary Termination, all as specified in the 2007 Plan.
- [F3]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.
- [F4]Represents value of restricted stock at time of vesting and is the value of services rendered by the Reporting Person to the Issuer.
- [F5]Represents vesting of a previous award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock vested and was distributed on 01/28/2011. The transaction represents a change in the form of beneficial ownership from indirect to direct.
- [F6]Options expired by their own terms without exercising.
Issuer
ASTORIA FINANCIAL CORP
CIK 0000910322
Entity typeother
Related Parties
1- filerCIK 0001210744
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 11:25 AM ET
- Size
- 20.8 KB