Home/Filings/4/0001210746-09-000002
4//SEC Filing

DONAHUE THOMAS J 4

Accession 0001210746-09-000002

CIK 0000910322other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 11:32 AM ET

Size

22.9 KB

Accession

0001210746-09-000002

Insider Transaction Report

Form 4
Period: 2009-01-14
Transactions
  • Award

    Common Stock

    2009-02-02+5,4945,494 total(indirect: RSA)
  • Other

    Non-Statutory Stock Option

    2009-01-146,0000 total
    Exercise: $16.42From: 1999-01-15Exp: 2009-01-14Common Stock (6,000 underlying)
Holdings
  • Common Stock

    (indirect: DC Plan)
    48,725
  • Non-Statutory Stock Option

    Exercise: $16.27From: 2001-01-16Exp: 2011-01-15Common Stock (6,000 underlying)
    6,000
  • Non-Statutory Stock Option

    Exercise: $18.55From: 2002-01-15Exp: 2012-01-14Common Stock (6,000 underlying)
    6,000
  • Non-Statutory Stock Option

    Exercise: $24.17From: 2004-01-15Exp: 2014-01-14Common Stock (6,000 underlying)
    6,000
  • Non-Statutory Stock Option

    Exercise: $26.23From: 2005-01-18Exp: 2015-01-17Common Stock (6,000 underlying)
    6,000
  • Common Stock

    75,548.35
  • Common Stock

    (indirect: By Spouse)
    27,000
  • Common Stock

    (indirect: RSA)
    1,805
  • Non-Statutory Stock Option

    Exercise: $9.29From: 2000-01-18Exp: 2010-01-17Common Stock (6,000 underlying)
    6,000
  • Non-Statutory Stock Option

    Exercise: $18.19From: 2003-01-15Exp: 2013-01-14Common Stock (6,000 underlying)
    6,000
  • Non-Statutory Stock Option

    Exercise: $29.79From: 2006-01-17Exp: 2016-01-16Common Stock (6,000 underlying)
    6,000
  • Non-Statutory Stock Option

    Exercise: $29.72From: 2007-01-16Exp: 2017-01-15Common Stock (6,000 underlying)
    6,000
Footnotes (7)
  • [F1]Shares are held in the Thomas J. Donahue Defined Contribution Plan.
  • [F2]Shares are held by Mr. Donahue's spouse.
  • [F3]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2011 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F4]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2012 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
  • [F5]Options were granted pursuant to the 1996 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1996 Plan.
  • [F6]Options expired by their terms without exercising.
  • [F7]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.

Issuer

ASTORIA FINANCIAL CORP

CIK 0000910322

Entity typeother

Related Parties

1
  • filerCIK 0001210746

Filing Metadata

Form type
4
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 11:32 AM ET
Size
22.9 KB