DONAHUE THOMAS J 4

4 · ASTORIA FINANCIAL CORP · Filed Jan 6, 2010

Form 4

Period: 2010-01-04

Director

Transactions

Exercise/Conversion
Common Stock
2010-01-04$9.29/sh+6,000$55,750→ 71,666.35 total
Exercise/Conversion
Non-Statutory Stock Option
2010-01-04−6,000→ 0 total
Exercise: $9.29From: 2000-01-18Exp: 2010-01-17→ Common Stock (6,000 underlying)

Holdings

Common Stock
(indirect: DC Plan)
58,107
Common Stock
(indirect: By Spouse)
27,000
Common Stock
(indirect: RSA)
1,805
Non-Statutory Stock Option
Exercise: $16.27From: 2001-01-16Exp: 2011-01-15→ Common Stock (6,000 underlying)
6,000
Common Stock
(indirect: RSA)
5,494

Footnotes (5)

[F1]Shares are held in the Thomas J. Donahue Defined Contribution Plan.
[F2]Shares are held by Mr. Donahue's spouse.
[F3]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2011 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
[F4]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2012 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
[F5]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.

Documents

2 files