DONAHUE THOMAS J 4
4 · ASTORIA FINANCIAL CORP · Filed Apr 13, 2010
Insider Transaction Report
Form 4
DONAHUE THOMAS J
Director
Transactions
- Other
Common Stock
2010-04-12−4,400→ 67,266.35 total - Other
Common Stock
2010-04-12+4,400→ 62,507 total(indirect: DC Plan)
Holdings
- 6,000
Non-Statutory Stock Option
Exercise: $18.19From: 2003-01-15Exp: 2013-01-14→ Common Stock (6,000 underlying) - 5,494(indirect: RSA)
Common Stock
- 3,461(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $24.17From: 2004-01-15Exp: 2014-01-14→ Common Stock (6,000 underlying) - 27,000(indirect: By Spouse)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $18.55From: 2002-01-15Exp: 2012-01-14→ Common Stock (6,000 underlying) - 1,805(indirect: RSA)
Common Stock
- 6,000
Non-Statutory Stock Option
Exercise: $16.27From: 2001-01-16Exp: 2011-01-15→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $26.23From: 2005-01-18Exp: 2015-01-17→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.72From: 2007-01-16Exp: 2017-01-15→ Common Stock (6,000 underlying) - 6,000
Non-Statutory Stock Option
Exercise: $29.79From: 2006-01-17Exp: 2016-01-16→ Common Stock (6,000 underlying)
Footnotes (7)
- [F1]Reflects change in ownership from Direct to Indirect.
- [F2]Shares are held in the Thomas J. Donahue Defined Contribution Plan.
- [F3]Shares are held by Mr. Donahue's spouse.
- [F4]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective January 28, 2011 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F5]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 2, 2012 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F6]Represents award of restricted stock pursuant to the Astoria Financial Corporation 2007 Non-Employee Director Stock Plan, or the 2007 Plan. The restricted stock will vest and be distributed effective February 1, 2013 or earlier upon the death, disability or Mandatory Retirement, on a Change in Control, or Involuntary Termination, all as specified in the 2007 Plan.
- [F7]Options were granted pursuant to the 1999 Stock Option Plan for Outside Directors of Astoria Financial Corporation, or the 1999 Plan.