Brady Christopher D. 4
4 · Chart Acquisition Corp. · Filed Jan 30, 2013
Insider Transaction Report
Form 4
Brady Christopher D.
DirectorPresident10% Owner
Transactions
- Other
Common Stock
2013-01-28−20,391→ 108,750 total - Other
Common Stock
2013-01-28−198,281→ 1,288,750 total(indirect: See Footnote)
Footnotes (3)
- [F1]As contemplated in connection with the initial public offering of Chart Acquisition Corp. (the "Issuer"), an aggregate of 218,672 shares of common stock, par value $0.0001 per share, were returned to the Issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised.
- [F2]Mr. Brady indirectly owns the 1,288,750 shares of common stock reported herein through his membership interest in Antwerp L.L.C, the general partner of The Chart Group L.P. which is the sole managing member of Chart Acquisition Group LLC.
- [F3]Each reporting person disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.