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4//SEC Filing

Ecoark Holdings, Inc. 4

Accession 0001213900-17-007045

CIK 0001437491operating

Filed

Jun 29, 8:00 PM ET

Accepted

Jun 30, 4:43 PM ET

Size

6.0 KB

Accession

0001213900-17-007045

Insider Transaction Report

Form 4
Period: 2017-06-28
Puchir Jay M.
Chief Executive Officer
Transactions
  • Award

    Common Stock

    2017-06-28+300,000524,096 total
Footnotes (2)
  • [F1]In connection with the reporting person's appointment as the issuer's chief executive officer on March 28, 2017, the Board of Directors of the issuer (the "Board") delegated to its compensation committee (the "Committee") the authority to grant an equity award to the reporting person covering 300,000 shares of the issuer's common stock, par value $.0001 per share, as either restricted shares, options or another form of grant following Board and stockholder approval of a new equity incentive plan in 2017.
  • [F2]The Ecoark Holdings, Inc. 2017 Omnibus Incentive Plan (the "Plan") was approved by the Board on April 21, 2017 and by stockholders on June 13, 2017 at the annual meeting of stockholders. On June 28, 2017, the Committee granted 300,000 time-based vesting restricted stock units (RSUs) to the reporting person pursuant to the Plan. Subject to the reporting person's continued employment, the RSUs will vest in equal quarterly installments on the fifteenth day of the first month of each fiscal quarter of the issuer (beginning October 15, 2017) until fully vested. The final vesting will occur on July 15, 2020.

Issuer

Ecoark Holdings, Inc.

CIK 0001437491

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001437491

Filing Metadata

Form type
4
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 4:43 PM ET
Size
6.0 KB