Rubicon Technology, Inc.·4

Jan 2, 2:56 PM ET

Brog Timothy 4

4 · Rubicon Technology, Inc. · Filed Jan 2, 2018

Insider Transaction Report

Form 4
Period: 2018-01-01
Transactions
  • Award

    Restricted Stock Units

    2018-01-01+30,90245,000 total
    Exp: 2021-05-12Common Stock (30,902 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit ("RSU") represents or represented a contingent right to receive one share of the Company's common stock.
  • [F2]902, 15,000 and 15,000 of such RSUs vest if prior to May 12, 2021 the 15-trading day average closing price of the Company's common stock is greater than or equal to the target prices of $11.00, $12.50 and $14.00, respectively.
  • [F3]Restricted stock units were granted pursuant to the terms of the Amended and Restated Executive Employment Agreement, dated May 12, 2017, between Mr. Brog and the Company.

Documents

1 file
  • 4
    f4010118brog_rubicontech.xmlPrimary

    OWNERSHIP DOCUMENT