Carney Domonic J. 4
4 · Ener-Core, Inc. · Filed Mar 27, 2018
Insider Transaction Report
Form 4
Ener-Core, Inc.ENCR
Domonic Carney J
Chief Financial Officer
Transactions
- Purchase
Convertible Senior Secured Note due 2018
2018-03-26Exercise: $2.50From: 2018-03-26Exp: 2018-12-31→ Common Stock (16,000 underlying) - Purchase
Warrant to Purchase Common Stock
2018-03-26+16,000→ 16,000 totalExercise: $1.50From: 2018-03-26Exp: 2023-03-26→ Common Stock (16,000 underlying)
Footnotes (1)
- [F1]On March 26, 2018, the reporting person acquired directly in a private placement (i) a convertible senior secured promissory note in principal amount of $40,000, convertible into shares of the Company's common stock at an initial conversion price of $2.50 per share, and (ii) a five-year warrant to purchase an aggregate of 16,000 shares of the Company's common stock at an exercise price of $1.50 per share.