Kiev Marshall 4
4 · Forum Merger II Corp · Filed Aug 9, 2018
Insider Transaction Report
Form 4
Forum Merger II CorpFMCIU
Kiev Marshall
DirectorCo-CEO, President10% Owner
Transactions
- Purchase
Class A Common Stock
2018-08-07$10.00/sh+555,000$5,550,000→ 550,000 total(indirect: See footnote)
Footnotes (2)
- [F1]These shares are underlying units (each unit consisting of one share of Class A common stock and one warrant, each warrant exercisable to purchase one share of Class A common stock) held by Forum Investors II LLC (the "Sponsor"), acquired pursuant to a unit subscription agreement by and between the Sponsor and the issuer. Does not include 5,750,000 shares of Class B common stock previously reported on a Form 3, which shares will automatically convert into shares of Class A common stock at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights.
- [F2]Mr. Kiev is a managing member of Forum Capital Management II LLC, the managing member of the Sponsor, and shares the voting and dispositive power of the securities held by the Sponsor. Accordingly, Mr. Kiev may be deemed to have or share beneficial ownership of such shares. Mr. Kiev disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.