4//SEC Filing
Gilbert Cory 4
Accession 0001213900-19-026655
CIK 0001297704other
Filed
Dec 19, 7:00 PM ET
Accepted
Dec 20, 1:26 PM ET
Size
5.5 KB
Accession
0001213900-19-026655
Insider Transaction Report
Form 4
Gilbert Cory
Chief Financial Officer
Transactions
- Disposition to Issuer
Common Stock
2019-12-18−8,459.43→ 0 total
Footnotes (1)
- [F1]Disposed of pursuant to the Agreement and Plan of Merger, dated as of July 31, 2019 (as amended, the "Merger Agreement"), by and among OHA Investment Corporation (the "Company"), Portman Ridge Finance Corporation ("PTMN"), Storm Acquisition Sub Inc. ("Acquisition Sub") and Sierra Crest Investment Management LLC ("Sierra Crest"). Pursuant to the Merger Agreement, in exchange for each share of Company common stock, the reporting person received (i) 0.3688 of a share of PTMN common stock, par value $0.01 per share, (ii) approximately $0.42 in cash, without interest, from PTMN, and (iii) approximately $0.15 in cash, from Sierra Crest. The disposition reported in this Form 4 is an exempt transaction.
Documents
Issuer
OHA Investment Corp
CIK 0001297704
Entity typeother
Related Parties
1- filerCIK 0001645027
Filing Metadata
- Form type
- 4
- Filed
- Dec 19, 7:00 PM ET
- Accepted
- Dec 20, 1:26 PM ET
- Size
- 5.5 KB