4//SEC Filing
Forman Alan N 4
Accession 0001213900-20-041459
CIK 0001464790other
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 9:55 PM ET
Size
7.3 KB
Accession
0001213900-20-041459
Insider Transaction Report
Form 4
Forman Alan N
EVP, General Counsel, Sec
Transactions
- Exercise/Conversion
Performance Restricted Stock D Units
2020-12-03+50,000→ 0 total→ Common Stock (50,000 underlying) - Exercise/Conversion
Common Stock
2020-12-03+50,000→ 122,757 total
Footnotes (1)
- [F1]Each performance restricted stock unit represented the right to receive a share of Common Stock upon the Issuer achieving Total Shareholder Return (TSR) of $35.00 (including reinvestment of dividends) (as defined in the 2009 Stock Incentive Plan) within three (3) years of the grant date. These shares are subject to a 2-year restriction on sale or transfer.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeother
Related Parties
1- filerCIK 0001490907
Filing Metadata
- Form type
- 4
- Filed
- Dec 6, 7:00 PM ET
- Accepted
- Dec 7, 9:55 PM ET
- Size
- 7.3 KB