Insider · CIK 0001490907

Forman Alan N

Reports to the SEC for 2 companies · LOS ANGELES, CA

sec.gov

Transactions

Companies

Filings

CIK

0001490907

Forms 4 and 5

Insider transactions

44 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-06-30	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−2,853 sh	$8.18	−$23.3K	34,974
2026-05-14	RILYBRC Group Holdings, Inc.S Sale	See Remarks	SSale	−79.4K sh	$8.56	−$680K	37,827
2026-05-13	RILYBRC Group Holdings, Inc.S Sale	See Remarks	SSale	−20.6K sh	$8.58	−$176K	117,272
2026-04-13	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−3,741 sh	$7.23	−$27K	137,827
2025-06-02	RILYBRC Group Holdings, Inc.D Disposition to Issuer	See Remarks	DDisposition to Issuer	−1,373 sh	$3.05	−$4,187.65	141,568
2025-03-14	RILYBRC Group Holdings, Inc.D Disposition to Issuer	See Remarks	DDisposition to Issuer	−10.4K sh	$4.16	−$43.2K	142,941
2024-05-31	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−988 sh	$24.81	−$24.5K	153,317
2024-03-04	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+23.7K sh	—	—	154,305
2023-06-02	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−1,404 sh	$36.43	−$51.1K	130,566
2023-05-24	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−2,353 sh	$36.83	−$86.7K	131,970
2023-02-24	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+7,384 sh	—	—	134,323
2023-02-08	RILYBRC Group Holdings, Inc.M Exercise/Conversion	See Remarks	MExercise/Conversion	+30K sh	—	—	126,939
2023-02-08	RILYBRC Group Holdings, Inc. · Performance Restricted Stock D UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−30K sh	—	—	0
2022-06-02	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−703 sh	$54.07	−$38K	96,939
2022-05-24	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−4,536 sh	$49.56	−$225K	97,642
2022-05-24	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+4,119 sh	—	—	102,178
2021-10-27	RILYBRC Group Holdings, Inc. · Performance Restricted Stock UnitsA Award	See Remarks	AAward	+17.1K sh	—	—	17,089
2021-05-28	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+4,119 sh	—	—	98,059
2021-05-24	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−6,048 sh	$73.78	−$446K	93,940
2021-02-17	RILYBRC Group Holdings, Inc. · Performance Restricted Stock UnitsA Award	See Remarks	AAward	+30K sh	—	—	30,000
2020-12-15	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−22.8K sh	$36.78	−$837K	99,988
2020-12-03	RILYBRC Group Holdings, Inc. · Performance Restricted Stock UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	−50K sh	—	—	0
2020-12-03	RILYBRC Group Holdings, Inc. · Performance Restricted Stock D UnitsM Exercise/Conversion	See Remarks	MExercise/Conversion	+50K sh	—	—	0
2020-12-03	RILYBRC Group Holdings, Inc.M Exercise/Conversion	See Remarks	MExercise/Conversion	+50K sh	—	—	122,757
2020-05-22	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−5,657 sh	$18.54	−$105K	72,757
2020-05-21	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+13.8K sh	—	—	78,414
2020-03-11	RILYBRC Group Holdings, Inc.P Purchase	See Remarks	PPurchase	+4,000 sh	$20.19	+$80.8K	64,587
2019-07-12	RILYBRC Group Holdings, Inc. · Performance Restricted Stock UnitsA Award	See Remarks	AAward	+50K sh	—	—	50,000
2019-05-24	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+12.8K sh	—	—	65,480
2019-05-24	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−4,893 sh	$20.32	−$99.4K	60,587
2018-06-13	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+13.5K sh	—	—	52,653
2018-05-24	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−3,364 sh	$20.85	−$70.1K	39,153
2017-06-13	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+14.5K sh	—	—	42,517
2017-05-24	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−2,278 sh	$14.10	−$32.1K	28,001
2016-12-10	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−2,112 sh	$16.90	−$35.7K	30,279
2016-05-24	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+15.2K sh	—	—	32,391
2016-05-05	RILYBRC Group Holdings, Inc.P Purchase	See Remarks	PPurchase	+3,000 sh	$9.50	+$28.5K	17,201
2015-05-12	RILYBRC Group Holdings, Inc.F Tax Payment	See Remarks	FTax Payment	−85 sh	$10.50	−$892.5	14,201
2015-05-12	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+200 sh	—	—	14,286
2015-05-12	RILYBRC Group Holdings, Inc.A Award	See Remarks	AAward	+14.1K sh	—	—	14,086
2015-02-06	STR HOLDINGS, INC.Stock Option (Right to Buy)A Award	Senior VP & Gen. Counsel	AAward	+210K sh	$1.52	+$319K	210,000
2012-10-01	STR HOLDINGS, INC.Stock Option (Right to Buy)A Award	Senior VP & Gen. Counsel	AAward	+125K sh	—	—	125,000
2011-10-03	STR HOLDINGS, INC.A Award	Senior VP & Gen. Counsel	AAward	+50K sh	—	—	50,000
2010-05-03	STR HOLDINGS, INC.Stock Option (right to buy)A Award	Senior VP & Gen. Counsel	AAward	+125K sh	—	—	125,000

Recent filings

Accepted (ET)
Jul 14
Forman Alan N0001213900-26-074256
SEC(opens sec.gov)
May 154
Forman Alan N0001213900-26-057748
SEC(opens sec.gov)
Apr 154
Forman Alan N0001213900-26-044179
SEC(opens sec.gov)
Jun 44
Forman Alan N0001213900-25-051229
SEC(opens sec.gov)
Mar 184
Forman Alan N0001013762-25-000735
SEC(opens sec.gov)
Jun 44
Forman Alan N0001213900-24-049706
SEC(opens sec.gov)
Mar 64
Forman Alan N0001213900-24-020543
SEC(opens sec.gov)
Jun 64
Forman Alan N0001213900-23-046821
SEC(opens sec.gov)
May 264
Forman Alan N0001213900-23-043582
SEC(opens sec.gov)
Feb 284
Forman Alan N0001213900-23-015566
SEC(opens sec.gov)
Feb 104
Forman Alan N0001213900-23-010288
SEC(opens sec.gov)
Jun 34
Forman Alan N0001213900-22-031184
SEC(opens sec.gov)
May 264
Forman Alan N0001213900-22-029792
SEC(opens sec.gov)
Oct 294
Forman Alan N0001213900-21-055496
SEC(opens sec.gov)
Jun 24
Forman Alan N0001213900-21-030545
SEC(opens sec.gov)
May 264
Forman Alan N0001213900-21-029347
SEC(opens sec.gov)
Feb 194
Forman Alan N0001213900-21-010667
SEC(opens sec.gov)

Companies

Address

C/O BRC GROUP HOLDINGS, INC. 11100 SANTA MONICA BLVD., SUITE 800

LOS ANGELES, CA, 90025