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4//SEC Filing

Forman Alan N 4

Accession 0001213900-20-043131

CIK 0001464790other

View on SEC.gov Company Profile

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 8:30 PM ET

Size

4.9 KB

Accession

0001213900-20-043131

Insider Transaction Report

Form 4

Period: 2020-12-15

B. Riley Financial, Inc.RILY

EVP, General Counsel, Sec

Transactions

Tax Payment
Common Stock
2020-12-15$36.78/sh−22,769$837,444→ 99,988 total

Footnotes (1)

[F1]Represents shares withheld for payment of taxes in connection with the vesting of shares from Performance Restricted Stock Units granted on July 12, 2019.

Documents

1 file

4
ownership.xmlPrimary
OWNERSHIP DOCUMENT

Issuer

B. Riley Financial, Inc.

CIK 0001464790

Entity typeother

Related Parties

1

filerCIK 0001490907

Filing Metadata

Form type: 4
Filed: Dec 15, 7:00 PM ET
Accepted: Dec 16, 8:30 PM ET
Size: 4.9 KB

View on SEC.gov