COLEMAN KIRK ALLEN 4
4 · TFF Pharmaceuticals, Inc. · Filed Dec 29, 2020
Insider Transaction Report
Form 4
COLEMAN KIRK ALLEN
CFO, Secretary, and Treasurer
Transactions
- Exercise/Conversion
Common Stock
2020-12-23$2.50/sh+10,000$25,000→ 11,000 total - Sale
Common Stock
2020-12-23$15.24/sh−10,000$152,400→ 1,000 total - Exercise/Conversion
Stock Options (Right to Buy)
2020-12-23−10,000→ 292,883 totalExercise: $2.50From: 2020-04-11Exp: 2029-04-11→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]The transactions reported by this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2020.
- [F2]The transactions reported by this Form 4 reflect the Reporting Person's exercise of options to purchase common shares pursuant to Rule 16b-3 under the Securities Exchange Act of 1934 and the Reporting Person's concurrent sale of the common shares acquired upon the exercise of the options.
- [F3]37,500 shares of common stock vested on April 11, 2020 and the remainder of the shares vested at an approximate rate of 9,375 every three months thereafter.