Home/Filings/4/0001213900-20-045176
4//SEC Filing

COLEMAN KIRK ALLEN 4

Accession 0001213900-20-045176

CIK 0001733413other

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 4:05 PM ET

Size

9.0 KB

Accession

0001213900-20-045176

Insider Transaction Report

Form 4
Period: 2020-12-23
COLEMAN KIRK ALLEN
CFO, Secretary, and Treasurer
Transactions
  • Exercise/Conversion

    Common Stock

    2020-12-23$2.50/sh+10,000$25,00011,000 total
  • Sale

    Common Stock

    2020-12-23$15.24/sh10,000$152,4001,000 total
  • Exercise/Conversion

    Stock Options (Right to Buy)

    2020-12-2310,000292,883 total
    Exercise: $2.50From: 2020-04-11Exp: 2029-04-11Common Stock (10,000 underlying)
Footnotes (3)
  • [F1]The transactions reported by this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2020.
  • [F2]The transactions reported by this Form 4 reflect the Reporting Person's exercise of options to purchase common shares pursuant to Rule 16b-3 under the Securities Exchange Act of 1934 and the Reporting Person's concurrent sale of the common shares acquired upon the exercise of the options.
  • [F3]37,500 shares of common stock vested on April 11, 2020 and the remainder of the shares vested at an approximate rate of 9,375 every three months thereafter.

Documents

1 file

Issuer

TFF Pharmaceuticals, Inc.

CIK 0001733413

Entity typeother

Related Parties

1
  • filerCIK 0001790624

Filing Metadata

Form type
4
Filed
Dec 28, 7:00 PM ET
Accepted
Dec 29, 4:05 PM ET
Size
9.0 KB