4//SEC Filing
COHEN JONATHAN H 4
Accession 0001213900-22-025792
CIK 0001259429other
Filed
May 11, 8:00 PM ET
Accepted
May 12, 11:34 AM ET
Size
8.5 KB
Accession
0001213900-22-025792
Insider Transaction Report
Form 4
COHEN JONATHAN H
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2022-05-10$4.00/sh+9,119$36,467→ 1,623,375 total - Purchase
Common Stock
2022-05-11$3.98/sh+4,256$16,947→ 1,627,631 total
Holdings
- 933(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]The shares were purchased into a joint tenants in common account in which Mr. Cohen has a 50% pecuniary interest. The number of shares reported represents only Mr. Cohen's 50% pecuniary interest in such account. Saul B. Rosenthal, President and COO of the issuer, has a 50% pecuniary interest in such account.
- [F2]The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.95 to $4.05, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F3]The price reported is a weighted average price. These shares were purchased in multiple transactions ranging from $3.96 to $4.01, inclusive. The reporting person undertakes to provide the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
- [F4]Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Cohen by virtue of his ownership interest therein.
Documents
Issuer
Oxford Square Capital Corp.
CIK 0001259429
Entity typeother
Related Parties
1- filerCIK 0001268530
Filing Metadata
- Form type
- 4
- Filed
- May 11, 8:00 PM ET
- Accepted
- May 12, 11:34 AM ET
- Size
- 8.5 KB