Gebbia Richard 4
4 · SIEBERT FINANCIAL CORP · Filed Dec 19, 2022
Insider Transaction Report
Form 4
Gebbia Richard
Other
Transactions
- Gift
Common Stock, $0.01 par value per share
2022-12-14−100,000→ 17,539,200 total(indirect: Control Group) - Other
Common Stock, $0.01 par value per share
2022-12-14−179,273→ 2,914,865 total(indirect: See Footnote)
Holdings
- 363,535
Common Stock, $0.01 par value per share
Footnotes (3)
- [F1]The Reporting Person directly owns 363,535 shares of Issuer common stock.
- [F2]A member of the Reporting Person's household received a gift of 20,000 shares of Issuer common stock, and 199,273 shares of Issuer common stock owned by a member of the Reporting Person's household was deemed to no longer be indirectly beneficially owned by the Reporting Person. In addition, 2,689,592 shares of Issuer common stock were owned by the wife of the Reporting Person and was included in his total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
- [F3]The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, the net effect of which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.