Home/Filings/4/0001213900-23-006160
4//SEC Filing

KLEINFELD KLAUS 4

Accession 0001213900-23-006160

CIK 0001834032other

Filed

Jan 29, 7:00 PM ET

Accepted

Jan 30, 9:11 PM ET

Size

10.2 KB

Accession

0001213900-23-006160

Insider Transaction Report

Form 4
Period: 2023-01-26
Transactions
  • Sale

    Private Placement Warrant

    2023-01-2677,7890 total
    Class A Ordinary Shares (77,789 underlying)
  • Sale

    Private Placement Warrant

    2023-01-261,530,5110 total(indirect: By LLC)
    Class A Ordinary Shares (1,530,511 underlying)
Footnotes (4)
  • [F1]Pursuant to that certain Private Placement Warrants Purchase Agreement, dated January 26, 2021, by and between the Issuer and the undersigned parties thereto, Kleinfeld Constellation Investment, LLC acquired from the Issuer 1,530,511 warrants of the Issuer (each, a "Private Placement Warrant") for an aggregate purchase price of $2,295,766.50, as described in the Issuer's Registration Statement on Form S-1 (File No. 333-251974) filed with the Securities and Exchange Commission on January 22, 2021 (the "Registration Statement"). On January 26, 2023, the Reporting Person transferred the 1,530,511 Private Placement Warrants to Constellation Sponsor LP, an affiliate of the Issuer.
  • [F2]Each Private Placement Warrant is exercisable to purchase one Class A ordinary share of the Issuer ("Class A Share") at an exercise price of $11.50 per share. As described in the Registration Statement, the Private Placement Warrants are identical to the warrants sold in connection with the Issuer's initial public offering ("IPO"), except that the Private Placement Warrants, (i) will not be redeemable by the Issuer, except as described in the Registration Statement, (ii) may not (including the Class A Shares issuable upon exercise of such warrants), subject to certain limited exceptions, be transferred, assigned or sold by until 30 days after the completion of the Issuer's initial business combination, (iii) may be exercised by the holders on a cashless basis and (iv) will be entitled to registration rights.
  • [F3]The Reporting Person controls Kleinfeld Constellation Investment LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
  • [F4]On March 18, 2022, the Reporting Person acquired 77,789 Private Placement Warrants from Niklas Einsfeld. On January 26, 2023, the Reporting Person transferred the 77,789 Private Placement Warrants to Constellation Sponsor LP, an affiliate of the Issuer.

Documents

1 file

Issuer

Constellation Acquisition Corp I

CIK 0001834032

Entity typeother

Related Parties

1
  • filerCIK 0001268014

Filing Metadata

Form type
4
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 9:11 PM ET
Size
10.2 KB