4//SEC Filing
ROSENTHAL SAUL B 4
Accession 0001213900-23-055128
CIK 0001259429other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 3:21 PM ET
Size
8.7 KB
Accession
0001213900-23-055128
Insider Transaction Report
Form 4
ROSENTHAL SAUL B
President and COO
Transactions
- Exercise of In-Money
Common Stock, par value $0.01 per share
2023-06-14$2.66/sh+514,194$1,367,756→ 2,056,776 total - Exercise of In-Money
Transferable Subscription Rights (right to buy)
2023-06-14−514,194→ 0 totalExercise: $2.66From: 2023-05-24Exp: 2023-06-14→ Common stock (514,194 underlying)
Holdings
- 1,102(indirect: See Footnote)
Common Stock, par value $0.01 per share
Footnotes (2)
- [F1]Shares held by Oxford Funds, LLC, which may be deemed to be beneficially owned by Mr. Rosenthal by virtue of his ownership interest therein.
- [F2]On May 10, 2023, Oxford Square Capital Corp. (the "Company") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Company's common shares, as of the record date of May 23, 2023 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 16,633,723 of the Company's common shares. Record Date Shareholders received one Right for every three common shares held on the record date. The Rights entitle their holders to purchase one new common share for every one Right held. The subscription price per common share is $2.66. The subscription rights expired if they were not exercised by 5:00 p.m. Eastern time on June 14, 2023.
Documents
Issuer
Oxford Square Capital Corp.
CIK 0001259429
Entity typeother
Related Parties
1- filerCIK 0001268529
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 3:21 PM ET
- Size
- 8.7 KB