4//SEC Filing
Wool Kyle Michael 4
Accession 0001213900-23-078534
CIK 0000012239other
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 8:30 AM ET
Size
16.5 KB
Accession
0001213900-23-078534
Insider Transaction Report
Form 4
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
- Purchase
Common Stock
2023-09-20$2.77/sh+5,000$13,837→ 21,000 total(indirect: By IRA) - Purchase
Common Stock
2023-09-20$2.53/sh+100$253→ 6,100 total(indirect: By IRA) - Purchase
Common Stock
2023-09-20$2.50/sh+7,400$18,523→ 13,500 total(indirect: By IRA) - Purchase
Common Stock
2023-09-20$2.66/sh+2,500$6,658→ 16,000 total(indirect: By IRA)
Holdings
- 818,858
Common Stock
- 1,476(indirect: By LLC)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
Yu Soo
Director10% Owner
Transactions
- Purchase
Common Stock
2023-09-20$2.50/sh+7,400$18,523→ 13,500 total(indirect: By IRA) - Purchase
Common Stock
2023-09-20$2.66/sh+2,500$6,658→ 16,000 total(indirect: By IRA) - Purchase
Common Stock
2023-09-20$2.77/sh+5,000$13,837→ 21,000 total(indirect: By IRA) - Purchase
Common Stock
2023-09-20$2.53/sh+100$253→ 6,100 total(indirect: By IRA)
Holdings
- 1,476(indirect: By LLC)
Common Stock
- 818,858
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
Footnotes (7)
- [F1]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in each separate transaction.
- [F3]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- [F4]Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
- [F5]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- [F6]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- [F7]Ms. Yu is the sole member of Dongam, LLC.
Documents
Issuer
Dominari Holdings Inc.
CIK 0000012239
Entity typeother
Related Parties
1- filerCIK 0001856536
Filing Metadata
- Form type
- 4
- Filed
- Sep 21, 8:00 PM ET
- Accepted
- Sep 22, 8:30 AM ET
- Size
- 16.5 KB