Dominari Holdings Inc.·4

Nov 21, 4:05 PM ET

Wool Kyle Michael 4

4 · Dominari Holdings Inc. · Filed Nov 21, 2023

Insider Transaction Report

Form 4
Period: 2023-11-20
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
  • Purchase

    Common Stock

    2023-11-20$2.05/sh+2,000$4,10323,000 total(indirect: By IRA)
Holdings
  • Common Stock

    (indirect: By LLC)
    1,476
  • Common Stock

    (indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
    3,559
  • Common Stock

    818,858
  • Common Stock

    (indirect: By LLC)
    1,477
  • Common Stock

    (indirect: By LLC)
    1,477
Footnotes (6)
  • [F1]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
  • [F2]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
  • [F3]Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
  • [F4]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
  • [F5]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
  • [F6]Ms. Yu is the sole member of Dongam, LLC.

Documents

1 file
  • 4
    ownership.xmlPrimary