4//SEC Filing
Wool Kyle Michael 4
Accession 0001213900-23-090553
CIK 0000012239other
Filed
Nov 27, 7:00 PM ET
Accepted
Nov 28, 4:05 PM ET
Size
10.8 KB
Accession
0001213900-23-090553
Insider Transaction Report
Form 4
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
- Purchase
Common Stock
2023-11-27$2.20/sh+1,000$2,200→ 24,000 total(indirect: By IRA)
Holdings
- 818,858
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,476(indirect: By LLC)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
Yu Soo
Director10% Owner
Transactions
- Purchase
Common Stock
2023-11-27$2.20/sh+1,000$2,200→ 24,000 total(indirect: By IRA)
Holdings
- 818,858
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,476(indirect: By LLC)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
- [F2]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- [F3]Of the 818,858 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 611,939 shares are beneficially owned directly by Ms. Yu.
- [F4]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- [F5]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- [F6]Ms. Yu is the sole member of Dongam, LLC.
Documents
Issuer
Dominari Holdings Inc.
CIK 0000012239
Entity typeother
Related Parties
1- filerCIK 0001856536
Filing Metadata
- Form type
- 4
- Filed
- Nov 27, 7:00 PM ET
- Accepted
- Nov 28, 4:05 PM ET
- Size
- 10.8 KB