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4//SEC Filing

Wool Kyle Michael 4

Accession 0001213900-23-099073

CIK 0000012239other
View on SEC.govCompany Profile

Filed

Dec 27, 7:00 PM ET

Accepted

Dec 28, 8:00 AM ET

Size

12.0 KB

Accession

0001213900-23-099073

Insider Transaction Report

Form 4
Period: 2023-12-26
Dominari Holdings Inc.DOMH
Yu Soo
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2023-12-26$2.60/sh+5,000$12,997→ 9,000 total(indirect: By IRA)
Holdings

  • Common Stock

    (indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
    3,559

  • Common Stock

    (indirect: By LLC)
    1,477

  • Common Stock

    (indirect: By IRA)
    24,000

  • Common Stock

    (indirect: By LLC)
    1,476

  • Common Stock

    1,448,908

  • Common Stock

    (indirect: By LLC)
    1,477
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
  • Purchase

    Common Stock

    2023-12-26$2.60/sh+5,000$12,997→ 9,000 total(indirect: By IRA)
Holdings

  • Common Stock

    (indirect: By LLC)
    1,477

  • Common Stock

    (indirect: By IRA)
    24,000

  • Common Stock

    (indirect: By LLC)
    1,476

  • Common Stock

    1,448,908

  • Common Stock

    (indirect: By LLC)
    1,477

  • Common Stock

    (indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
    3,559
Footnotes (7)
  • [F1]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
  • [F2]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
  • [F3]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
  • [F4]Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
  • [F5]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
  • [F6]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
  • [F7]Ms. Yu is the sole member of Dongam, LLC.

Documents

1 file

Issuer

Dominari Holdings Inc.

CIK 0000012239

→
Entity typeother

Related Parties

1
  • filerCIK 0001856536

Filing Metadata

Form type
4
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 8:00 AM ET
Size
12.0 KB
View on SEC.gov