Wool Kyle Michael 4
4 · Dominari Holdings Inc. · Filed Dec 28, 2023
Insider Transaction Report
Form 4
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
- Purchase
Common Stock
2023-12-26$2.60/sh+5,000$12,997→ 9,000 total(indirect: By IRA)
Holdings
- 1,477(indirect: By LLC)
Common Stock
- 24,000(indirect: By IRA)
Common Stock
- 1,476(indirect: By LLC)
Common Stock
- 1,448,908
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
Footnotes (7)
- [F1]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
- [F2]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
- [F3]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- [F4]Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
- [F5]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- [F6]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- [F7]Ms. Yu is the sole member of Dongam, LLC.