Dunlop Derek 4
4 · Asset Entities Inc. · Filed Feb 22, 2024
Insider Transaction Report
Form 4
Dunlop Derek
Chief Experience Officer10% Owner
Transactions
- Other
Class A Common Stock
2024-02-22−291,662→ 7,678,369 total(indirect: By LLC)→ Class B Common Stock (291,662 underlying) - Other
Class A Common Stock
2024-02-22−146,340→ 7,532,029 total(indirect: By LLC)→ Class B Common Stock (146,340 underlying) - Other
Class B Common Stock
2024-02-22+122,565→ 348,065 total - Other
Class A Common Stock
2024-02-22−122,565→ 8,262,711 total(indirect: By LLC)→ Class B Common Stock (122,565 underlying) - Other
Class A Common Stock
2024-02-22−97,560→ 8,165,151 total(indirect: By LLC)→ Class B Common Stock (97,560 underlying) - Other
Class A Common Stock
2024-02-22−97,560→ 8,067,591 total(indirect: By LLC)→ Class B Common Stock (97,560 underlying) - Other
Class A Common Stock
2024-02-22−97,560→ 7,970,031 total(indirect: By LLC)→ Class B Common Stock (97,560 underlying) - Other
Class A Common Stock
2024-02-22−7,678,369→ 0 total(indirect: By LLC)→ Class B Common Stock (7,532,029 underlying)
Footnotes (5)
- [F1]Pro rata distribution from Asset Entities Holdings, LLC ("AEH"), of which the reporting person was an indirect owner prior to the transactions reported herein.
- [F2]The Class A Common Stock is convertible into the issuer's Class B Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
- [F3]Pro rata distribution from AEH to direct or indirect owners of AEH other than the reporting person, and upon distribution the shares of Class A Common Stock converted to shares of Class B Common Stock.
- [F4]Shares held of record by AEH. The reporting person was an indirect owner of AEH prior to the transactions reported herein.
- [F5]Following the transactions reported herein, the reporting person was no longer deemed to beneficially own any shares of the issuer that were held of record by AEH.