4//SEC Filing
Wool Kyle Michael 4
Accession 0001213900-24-031177
CIK 0000012239other
Filed
Apr 7, 8:00 PM ET
Accepted
Apr 8, 4:10 PM ET
Size
10.0 KB
Accession
0001213900-24-031177
Insider Transaction Report
Form 4
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
- Purchase
Common Stock
2024-04-04$2.84/sh+9,500$27,008→ 9,500 total(indirect: By Ms. Yu's Pension) - Purchase
Common Stock
2024-04-04$2.90/sh+9,500$27,503→ 18,500 total(indirect: By IRA)
Yu Soo
Director10% Owner
Transactions
- Purchase
Common Stock
2024-04-04$2.90/sh+9,500$27,503→ 18,500 total(indirect: By IRA) - Purchase
Common Stock
2024-04-04$2.84/sh+9,500$27,008→ 9,500 total(indirect: By Ms. Yu's Pension)
Footnotes (6)
- [F1]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
- [F2]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.88 to $2.90, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- [F3]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
- [F4]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension.
- [F5]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.19 to $2.86, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
- [F6]The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
Documents
Issuer
Dominari Holdings Inc.
CIK 0000012239
Entity typeother
Related Parties
1- filerCIK 0001856536
Filing Metadata
- Form type
- 4
- Filed
- Apr 7, 8:00 PM ET
- Accepted
- Apr 8, 4:10 PM ET
- Size
- 10.0 KB