4//SEC Filing
Wool Kyle Michael 4
Accession 0001213900-24-031873
CIK 0000012239other
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 4:10 PM ET
Size
14.1 KB
Accession
0001213900-24-031873
Insider Transaction Report
Form 4
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
- Purchase
Common Stock
2024-04-08$2.99/sh+4,250$12,695→ 22,750 total(indirect: By IRA) - Purchase
Common Stock
2024-04-08$2.99/sh+4,250$12,695→ 13,750 total(indirect: By Ms. Yu's Pension)
Holdings
- 1,476(indirect: By LLC)
Common Stock
- 24,000(indirect: By IRA)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,448,908
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
Yu Soo
Director10% Owner
Transactions
- Purchase
Common Stock
2024-04-08$2.99/sh+4,250$12,695→ 22,750 total(indirect: By IRA) - Purchase
Common Stock
2024-04-08$2.99/sh+4,250$12,695→ 13,750 total(indirect: By Ms. Yu's Pension)
Holdings
- 1,448,908
Common Stock
- 24,000(indirect: By IRA)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,476(indirect: By LLC)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
Footnotes (9)
- [F1]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's SEP-IRA.
- [F2]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
- [F3]Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's pension.
- [F4]The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension
- [F5]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- [F6]Of the 1,448,908 shares reported as beneficially owned directly, 206,919 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
- [F7]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- [F8]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- [F9]Ms. Yu is the sole member of Dongam, LLC.
Documents
Issuer
Dominari Holdings Inc.
CIK 0000012239
Entity typeother
Related Parties
1- filerCIK 0001856536
Filing Metadata
- Form type
- 4
- Filed
- Apr 9, 8:00 PM ET
- Accepted
- Apr 10, 4:10 PM ET
- Size
- 14.1 KB