Carlson Peter M 4
4 · Spectral AI, Inc. · Filed May 13, 2024
Insider Transaction Report
Form 4
Carlson Peter M
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2024-05-10$1.74/sh+29,411$51,175→ 29,411 total
Holdings
- 150,000
Restricted Stock Unit
Exercise: $0.00Exp: 2024-02-29→ Common Stock (150,000 underlying) - 150,000
Restricted Stock Unit
Exercise: $0.00Exp: 2024-01-03→ Common Stock (150,000 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.69 to $1.78 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 1/3/2025, 33% vest on 1/3/2026, and the remainder vest on 1/3/2027. The remainder vest pursuant to certain performance-based metrics.
- [F3]50% of RSUs vest on a time-based vesting schedule with 33% of the RSUs vesting on 2/28/2025, 33% vest on 2/28/2026, and the remainder vest on 2/28/2027. The remainder vest pursuant to certain performance-based metrics.