4//SEC Filing
Wool Kyle Michael 4
Accession 0001213900-24-052514
CIK 0000012239other
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 5:29 PM ET
Size
13.0 KB
Accession
0001213900-24-052514
Insider Transaction Report
Form 4
Wool Kyle Michael
DirectorPresident10% Owner
Transactions
- Award
Common Stock
2024-06-11+154,559→ 1,603,467 total
Holdings
- 13,750(indirect: By Ms. Yu's Pension)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,476(indirect: By LLC)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
- 27,750(indirect: By IRA)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 24,000(indirect: By IRA)
Common Stock
Yu Soo
Director10% Owner
Transactions
- Award
Common Stock
2024-06-11+154,559→ 1,603,467 total
Holdings
- 24,000(indirect: By IRA)
Common Stock
- 3,559(indirect: Wool c/f Alison Cottone UTMA/NY Age 18)
Common Stock
- 13,750(indirect: By Ms. Yu's Pension)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
- 1,476(indirect: By LLC)
Common Stock
- 27,750(indirect: By IRA)
Common Stock
- 1,477(indirect: By LLC)
Common Stock
Footnotes (8)
- [F1]On June 11, 2024, Kyle Wool was granted 154,559 shares of the Issuer's common stock by the Compensation Committee of the Issuer's board of directors.
- [F2]Of the 1,603,467 shares reported as beneficially owned directly, 361,478 shares are beneficially owned directly by Mr. Wool and 1,241,989 shares are beneficially owned directly by Ms. Yu.
- [F3]The securities are directly held by Mr. Wool's SEP-IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the SEP-IRA, and as such, has voting and investment power over the shares held by the SEP-IRA.
- [F4]The securities are directly held by Ms. Yu's pension, and they are indirectly held by Ms. Yu. Ms. Yu exercises control over the pension, and as such, has voting and investment power over the shares held by the pension.
- [F5]The securities are directly held by Mr. Wool's Rollover IRA, and they are indirectly held by Mr. Wool. Mr. Wool exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.
- [F6]Mr. Wool is the sole member of Catatonk Creek, LLC and Tioga 22, LLC.
- [F7]Mr. Wool controls this UTMA account until Ms. Cottone is 18 years old.
- [F8]Ms. Yu is the sole member of Dongam, LLC.
Documents
Issuer
Dominari Holdings Inc.
CIK 0000012239
Entity typeother
Related Parties
1- filerCIK 0001856536
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 5:29 PM ET
- Size
- 13.0 KB