4//SEC Filing
GUTIERREZ BARBARA 4
Accession 0001213900-24-065868
CIK 0001566826other
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 9:26 PM ET
Size
10.6 KB
Accession
0001213900-24-065868
Insider Transaction Report
Form 4
LogicMark, Inc.LGMK
GUTIERREZ BARBARA
Director
Transactions
- Award
Series B Common Stock Purchase Warrant
2024-08-05$0.01/sh+21,486$107→ 21,486 totalExercise: $0.47Exp: 2027-02-05→ Common Stock (21,486 underlying) - Award
Common Stock
2024-08-05$0.46/sh+21,486$9,785→ 21,486 total - Award
Series A Common Stock Purchase Warrant
2024-08-05$0.01/sh+21,486$107→ 21,486 totalExercise: $0.47Exp: 2029-08-05→ Common Stock (21,486 underlying)
Footnotes (3)
- [F1]Each of the shares of the issuer's common stock, par value $0.0001 per share (the "Common Stock"), the issuer's Series A Common Stock Purchase Warrants (the "Series A Warrants"), the issuer's Series B Common Stock Purchase Warrants (the "Series B Warrants"), and any other securities of the issuer (the "Company") held by the reporting person that are convertible, exchangeable or exercisable into shares of Common Stock, are subject to the terms and conditions of a lock-up agreement entered into between the Company and the reporting person, which prevents the offer, sale or other disposition thereof, subject to certain exceptions, for a period of 60 days from the date of the closing of the Company's offering of its securities pursuant to the Company's registration statement on Form S-1, as amended (File No. 333-179133), declared effective by the U.S. Securities and Exchange Commission on August 1, 2024.
- [F2]The Series A Warrants are only exercisable on or after the date on which the Company obtains the approval of its stockholders for the issuance of all shares of Common Stock issuable upon exercise of each of the Series A Warrants and Series B Warrants solely to the extent such approval is required by Rule 5635(d) of The Nasdaq Stock Market LLC (the "Stockholder Approval").
- [F3]The Series B Warrants are only exercisable on or after the date of Stockholder Approval.
Documents
Issuer
LogicMark, Inc.
CIK 0001566826
Entity typeother
Related Parties
1- filerCIK 0001846501
Filing Metadata
- Form type
- 4
- Filed
- Aug 5, 8:00 PM ET
- Accepted
- Aug 6, 9:26 PM ET
- Size
- 10.6 KB