4//SEC Filing
Gottschalk Jane 4
Accession 0001213900-24-107059
CIK 0001849221other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 6:30 PM ET
Size
12.7 KB
Accession
0001213900-24-107059
Insider Transaction Report
Form 4
Gottschalk Jane
DirectorPresident10% Owner
Transactions
- Award
Common Stock
2024-12-05+300,000→ 316,600 total - Disposition to Issuer
Employee Stock Options (right to buy)
2024-12-05−300,000→ 0 totalExercise: $4.10From: 2024-07-18Exp: 2029-03-04→ Common Stock (0 underlying)
Holdings
- 250,625(indirect: By Spouse)
Common Stock
- 3,479,491(indirect: By Spouse)
Common Stock
- 16,600(indirect: By Spouse)
Common Stock
- 50,000(indirect: By Spouse)
Employee Stock Options (right to buy)
Exercise: $4.10From: 2024-10-25Exp: 2029-03-04→ Common Stock (50,000 underlying)
Footnotes (7)
- [F1]Grant of restricted stock units ("RSUs"). Such RSUs are common stock equivalents and represent a contingent right to receive common stock of Issuer upon vesting.
- [F2]RSUs vest 25% on December 5, 2024, and 25% thereafter on October 20th of 2025, 2026 and 2027.
- [F3]Not applicable.
- [F4]The Gottschalk Family Trust is the 100% owner of Joachim Gottschalk & Associates Ltd. and Credit Suisse Trust Limited is the Trustee of the Gottschalk Family Trust. Credit Suisse Trust Limited takes direction from the Reporting Person's Spouse, as a beneficiary of the Gottschalk Family Trust. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of his pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- [F5]Fermain Limited is controlled by the Reporting Person and her spouse, Max Gottschalk, each of whom shares voting and dispositive control over Fermain Limited shares with no single person controlling investment or voting decisions with respect to such shares. The Reporting Person disclaims beneficial ownership of the shares reported herein except to the extent of her pecuniary interest therein, if any, and the inclusion of these shares in this report shall not be deemed an admission that the Reporting Person is a beneficial owner of the securities reported in this filing for purposes of Section 16 of the Exchange Act.
- [F6]The Reporting Person and her spouse, Max Gottschalk, each share voting and dispositive control over the shares of common stock beneficially owned by the other.
- [F7]On December 5, 2024, the board of directors of Issuer cancelled such options.
Documents
Issuer
Perfect Moment Ltd.
CIK 0001849221
Entity typeother
Related Parties
1- filerCIK 0002009182
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 6:30 PM ET
- Size
- 12.7 KB