ROSENTHAL SAUL B 4
4 · Oxford Lane Capital Corp. · Filed Dec 17, 2024
Insider Transaction Report
Form 4
ROSENTHAL SAUL B
DirectorPresident
Transactions
- Purchase
Common Stock
2024-12-17$5.08/sh+2,960,000$15,036,800→ 5,474,887 total
Holdings
- 2,315,000(indirect: By Trust)
Common Stock
Footnotes (1)
- [F1]The shares were purchased into a joint tenants in common account in which Mr. Rosenthal has a 50% pecuniary interest. The number of shares reported represents only Mr. Rosenthal's 50% pecuniary interest in such account. Jonathan H. Cohen, CEO and a director of the issuer, has a 50% pecuniary interest in such account.