4//SEC Filing
ATWOOD BRIAN G 4
Accession 0001213900-25-011409
CIK 0001870404other
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 5:23 PM ET
Size
13.3 KB
Accession
0001213900-25-011409
Insider Transaction Report
Form 4
ATWOOD BRIAN G
Director
Transactions
- Award
Warrant to Purchase Shares of Common Stock
2025-02-07$1.96/sh+306,120$599,965→ 306,120 totalExercise: $1.96→ Common Stock (306,120 underlying) - Award
Pre-Funded Warrant
2025-02-07$0.00/sh+306,120$31→ 306,120 totalExercise: $0.00From: 2025-02-07→ Common Stock (306,120 underlying) - Award
Pre-Funded Warrant
2025-02-07$0.00/sh+204,080$20→ 204,080 total(indirect: By LLC)Exercise: $0.00From: 2025-02-07→ Common Stock (204,080 underlying) - Award
Warrant to Purchase Shares of Common Stock
2025-02-07$1.96/sh+204,080$399,976→ 204,080 total(indirect: By LLC)Exercise: $1.96→ Common Stock (204,080 underlying)
Footnotes (2)
- [F1]On February 7, 2025, pursuant to a Securities Purchase Agreement, dated February 5, 2025, the reporting persons purchased Pre-Funded Warrants, which are exercisable at any time on or after the date of issuance for an exercise price of $0.0001 per share, for shares of common stock of CERo Therapeutics Holdings, Inc. (the "Issuer"), and an equal number of Warrants, which will become exercisable immediately upon the Issuer's receipt of stockholder approval (the "Stockholder Approval Date") for an exercise price of $1.96 per share, for shares of the Issuer's common stock. The aggregate purchase price for each pair of Pre-Funded Warrants and Warrants was $1.9599. The Warrants will expire on the fifth anniversary of the Stockholder Approval Date.
- [F2]GVN, LLC (the "LLC") is a limited liability company of which the sole member is the Atwood-Edminster Trust dtd 4-2-2000 (the "Trust"). Mr. Atwood and his wife are the managers of the LLC and the trustees of the Trust. Accordingly, Mr. Atwood may be deemed to have beneficial ownership of the securities held directly by the LLC.
Documents
Issuer
CERO THERAPEUTICS HOLDINGS, INC.
CIK 0001870404
Entity typeother
Related Parties
1- filerCIK 0001266567
Filing Metadata
- Form type
- 4
- Filed
- Feb 6, 7:00 PM ET
- Accepted
- Feb 7, 5:23 PM ET
- Size
- 13.3 KB